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Introducing the AWS User Guide to Governance, Risk and Compliance for Responsible AI Adoption within Financial Services Industries

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However, this adoption brings new governance, risk, and compliance (GRC) considerations that organizations need to address… This comprehensive guide provides FSI customers practical considerations for responsible AI adoption across key dimensions including governance, risk management, compliance…

Financial services institutions (FSIs) are increasingly adopting AI technologies to drive innovation and improve customer experiences. However, this adoption brings new governance, risk, and compliance (GRC) considerations that organizations need to address. To help FSI customers navigate these challenges, AWS is excited to announce the launch of the AWS User Guide to Governance, Risk and Compliance for Responsible AI Adoption within Financial Services Industries.

This comprehensive guide provides FSI customers practical considerations for responsible AI adoption across key dimensions including governance, risk management, compliance, data management, model management and AI agent management. It includes detailed AWS service capabilities that customers can use to address these considerations, such as Amazon Bedrock Guardrails, Amazon Bedrock Agents, Amazon SageMaker Autopilot, and Amazon SageMaker Model Monitor.

The guide is available through AWS Artifact and is complementary to other AWS resources such as the AWS Responsible Use of AI Guide, AWS Cloud Adoption Framework for AI, AWS Well-Architected Framework Generative AI Lens, and AWS Well-Architected Framework Machine Learning Lens.

As the regulatory environment and leading practices continue to evolve, we’ll provide further updates on the AWS Security Blog and AWS Compliance Center. You can also reach out to your AWS account team for help finding the resources you need.

 
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Krish De Krish De
Krish is a Principal FSI Governance, Risk & Compliance (GRC) specialist. He works with AWS customers, their regulators, and AWS teams to safely accelerate customers’ cloud adoption by providing prescriptive guidance on GRC. Krish has over 20 years of experience working in governance, risk, and technology across the financial services industry in Australia, New Zealand, and the United States.
Brenda Fong Brenda Fong
Brenda is a senior FSI risk and compliance specialist. She works with AWS customers in banking, insurance, and capital markets within the ASEAN region to help them meet regulatory, governance, risk, and compliance expectations. Brenda has over 20 years of experience working in governance, risk, and technology across the financial services industry within Asia Pacific.
Kelvin Leung Stephen Martin
Steve is the Head of Financial Services Compliance and Security for EMEA and APAC. Steve Joined AWS after working for over 20 years in financial service in senior leadership roles with responsibility across ASIA, the Middle East, and Europe. At AWS, he supports customers as they use the scale, security, and agility of AWS to transform the industry.
Kelvin Leung Kelvin Leung
Kelvin is the AWS FSI Security and Compliance Lead based in Hong Kong. He has 20 years of experience in the IT and cloud regulatory space, with a focus on IT outsourcing, information security, and compliance. Prior to joining AWS, Kelvin worked for a financial regulator where he was responsible for technology risk policy-making and IT regulatory examinations.
Introducing the AWS User Guide to Governance, Risk and Compliance for Responsible AI Adoption within Financial Services Industries
Author: Krish De